Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-03
  • NJ RA
    APPROVED
    Since 2026-08-03

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2026 Present
Trenton Country Club West Trenton NJ 05/2026 Present
Pennington Quality Market Pennington NJ 01/2026 04/2026
Trenton Country Club West Trenton NJ 05/2023 Present
The Program Nyc Brooklyn NY 06/2024 09/2025
Made Hoops Brooklyn NY 04/2024 09/2025
Made Hoops East Lansing MI 01/2025 04/2025
Dublin Square East Lansing MI 09/2022 12/2022
Fresh Prints East Lansing MI 02/2023 04/2024
Trenton Country Club West Trenton NJ 05/2022 08/2022
Ground Up Sports And Entertainment New York NY 05/2023 08/2023
Pennington Quality Market Pennington NJ 05/2019 05/2022
Unemployed Pennington NJ 01/2015 04/2019
Michigan State University East Lansing MI 09/2021 05/2025
  • 04/2026 → Present
    Pennington, NJ
  • 05/2026 → Present
    Trenton Country Club
    West Trenton, NJ
  • 01/2026 → 04/2026
    Pennington Quality Market
    Pennington, NJ
  • 05/2023 → Present
    Trenton Country Club
    West Trenton, NJ
  • 06/2024 → 09/2025
    The Program Nyc
    Brooklyn, NY
  • 04/2024 → 09/2025
    Made Hoops
    Brooklyn, NY
  • 01/2025 → 04/2025
    Made Hoops
    East Lansing, MI
  • 09/2022 → 12/2022
    Dublin Square
    East Lansing, MI
  • 02/2023 → 04/2024
    Fresh Prints
    East Lansing, MI
  • 05/2022 → 08/2022
    Trenton Country Club
    West Trenton, NJ
  • 05/2023 → 08/2023
    Ground Up Sports And Entertainment
    New York, NY
  • 05/2019 → 05/2022
    Pennington Quality Market
    Pennington, NJ
  • 01/2015 → 04/2019
    Unemployed
    Pennington, NJ
  • 09/2021 → 05/2025
    Michigan State University
    East Lansing, MI
Other Businesses

I*4508347, Entity Type, Name of OBA: Trenton Country Club Address: West Trenton New Jersey 08628 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/02/2026 No Hours: 10 Weekly No Hours during trading: 0 Duties: Caddie for members and serve food in the clubhouse. Provide a welcoming experience for club members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31
Other Names
  • Christian J Mantuano

View on SEC IAPD

More in Pennington, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor