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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-03 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2026 | Present |
| Trenton Country Club | West Trenton | NJ | 05/2026 | Present |
| Pennington Quality Market | Pennington | NJ | 01/2026 | 04/2026 |
| Trenton Country Club | West Trenton | NJ | 05/2023 | Present |
| The Program Nyc | Brooklyn | NY | 06/2024 | 09/2025 |
| Made Hoops | Brooklyn | NY | 04/2024 | 09/2025 |
| Made Hoops | East Lansing | MI | 01/2025 | 04/2025 |
| Dublin Square | East Lansing | MI | 09/2022 | 12/2022 |
| Fresh Prints | East Lansing | MI | 02/2023 | 04/2024 |
| Trenton Country Club | West Trenton | NJ | 05/2022 | 08/2022 |
| Ground Up Sports And Entertainment | New York | NY | 05/2023 | 08/2023 |
| Pennington Quality Market | Pennington | NJ | 05/2019 | 05/2022 |
| Unemployed | Pennington | NJ | 01/2015 | 04/2019 |
| Michigan State University | East Lansing | MI | 09/2021 | 05/2025 |
I*4508347, Entity Type, Name of OBA: Trenton Country Club Address: West Trenton New Jersey 08628 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/02/2026 No Hours: 10 Weekly No Hours during trading: 0 Duties: Caddie for members and serve food in the clubhouse. Provide a welcoming experience for club members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-31 |
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