Cassandra Cortez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-01

Branch Locations

1500 W University Dr, Edinburg, TX 78539 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Mcallen	TX	05/2026	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mcallen	TX	04/2026	Present
Pnc Bank	Mcallen	TX	08/2025	03/2026
Self-Employed Deluxe Nails	Donna	TX	03/2022	05/2025
Self-Employed Academic Tutor	Donna	TX	10/2023	01/2025
Idea Academy	Alamo	TX	04/2016	06/2023
South Texas College	Mcallen	TX	07/2023	01/2025
Unemployed	Donna	TX	05/2025	08/2025

05/2026 → Present

Bank Of America, N.A.

Mcallen, TX
04/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mcallen, TX
08/2025 → 03/2026

Pnc Bank

Mcallen, TX
03/2022 → 05/2025

Self-Employed Deluxe Nails

Donna, TX
10/2023 → 01/2025

Self-Employed Academic Tutor

Donna, TX
04/2016 → 06/2023

Idea Academy

Alamo, TX
07/2023 → 01/2025

South Texas College

Mcallen, TX
05/2025 → 08/2025

Unemployed

Donna, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-01