Heather G. Blake

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2022
  Lpl Financial Llc
  Westminster, CA
• 08/2016 → Present
  Financial Partners Wealth Management
  Westminster, CA
• 05/2022 → Present
  Infinex Investments, Inc.
  Meriden, CT

Previous Registrations

• 2019-07-05 → 2022-05-18
  Lpl Financial Llc
  Westminster, CA

Other Businesses

1) 4/2/2020 - Estate of Phyllis A Knapp / Phyllis A Knapp Rev Trust - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Started 08/15/2019 - 0 Hours Per Month. TRUSTEE OF THE TRUST, AND EXECUTOR OF THE ESTATE 2.) Long Beach Junior Roller Derby. Not investment related. Board Member (Treasurer-Secretary) Started 3/26/2026. Recreation League for 4-18 year olds. Approx 20 hours per month not during trading hours. Recordkeeping, budgeting. Authority to move funds, reporting financials.

Exams

• S66 Uniform Combined State Law Examination
  2019-07-03

Other Names

• Heather Alicia Graham
• Heather Graham-Blake
• Heather Graham Blake