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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-18 |
Branch Locations
950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States
950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Cloud | MN | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Cloud | MN | 11/2016 | Present |
SPORT NGIN, NOT INVESTMENT RELATED, MINNEAPOLIS, MN., PHOTOGRAPHER, START: MAY 2014, 8 HOURS/MONTH, 0 DURING TRADING, PHOTOGRAPH HIGH SCHOOL SPORTS. SPORTSENGINE, NOT INV RELATED, MINNEAPOLIS, MN, PHOTOGRAPHER, START 4/1/2017, 6 HOURS PER MONTH, ZERO DURING TRADING, SPORTS PHOTOGRAPHY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-22 |
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