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Austin James Vierra

Capital Client Group, Inc.

Charlottesville, VA

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-05
  • CA RA
    APPROVED
    Since 2017-09-05

Branch Locations

Charlottesville, VA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 08/2016 04/2020
American Funds Los Angeles CA 04/2020 Present
  • 08/2016 → 04/2020
    American Funds
    Los Angeles, CA
  • 04/2020 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-05
S63 Uniform Securities Agent State Law Examination 2016-11-03
  • S65 Uniform Investment Adviser Law Examination
    2017-09-05
  • S63 Uniform Securities Agent State Law Examination
    2016-11-03
Designations

View on SEC IAPD

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