Gerald Augustus Woolf

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-08-13

PA RA
APPROVED

Since 2026-08-13

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Saint Joseph's University	Philadelphia	PA	08/2015	05/2018
Unemployed	Havertown	PA	05/2018	04/2026
Lpl Enterprise Llc	Warrington	PA	04/2026	Present

08/2015 → 05/2018

Saint Joseph's University

Philadelphia, PA
05/2018 → 04/2026

Unemployed

Havertown, PA
04/2026 → Present

Lpl Enterprise Llc

Warrington, PA

Other Businesses

1. 04/07/2026- GERALD WOOLF N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency-Havertown PA - Inv Related - OBA Start Date: 04/01/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 04/07/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business)- Havertown PA - Inv Related - OBA Start Date: 04/01/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading"

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-13

S66 Uniform Combined State Law Examination

2026-08-13

Other Names

Gus Woolf
Gerald Augustus Woolf

View on SEC IAPD