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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-28 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Johns College (High School) | Johannesburg | 01/2012 | 12/2016 | |
| Lions Roar Restaurant | Plettenberg Bay | 01/2017 | 08/2017 | |
| La Salle University | Philadelphia | PA | 08/2017 | 05/2021 |
| Durham University | Durham | 09/2021 | 11/2023 | |
| Unemployed | San Clemente | CA | 11/2023 | 05/2025 |
| The Ups Store | San Celmente | CA | 05/2025 | Present |
| Unemployed | Plettenerg Bay | 05/2021 | 09/2021 | |
| Lpl Enterprise Llc | Irvine | CA | 04/2026 | Present |
1. 04/07/2026 - ASHLEY LYNE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - San Clemente CA - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 04/02/2026 2. 04/07/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - San Clemente CA - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 04/02/2026 3. 04/07/2026 - The UPS Store - Outside/W-2 Employment - Not Investment related - San Clemente CA - 160 Hrs/Mth - 90 Hrs During Trading - OBA start date: 05/01/2025 4. 04/07/2026 - The UPS Store - Notary - Not Investment related - San Clemente CA - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 06/24/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-27 |
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