Benjamin Lee

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-12

NY RA
APPROVED

Since 2026-08-12

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise, Llc	Melville	NY	04/2026	Present
Barnyard Bagel Company	Miami	FL	01/2023	05/2025
Youngsun Kang Cpa Pc	Flushing	NY	06/2024	08/2024
Schultzy's Restaurant	Bayville	NY	06/2021	08/2023
University Of Miami	Miami	NY	08/2021	05/2025
Friends Academy	Locust Valley	NY	08/2015	06/2021
Unemployed	Manhasset	NY	06/2025	03/2026

04/2026 → Present

Lpl Enterprise, Llc

Melville, NY
01/2023 → 05/2025

Barnyard Bagel Company

Miami, FL
06/2024 → 08/2024

Youngsun Kang Cpa Pc

Flushing, NY
06/2021 → 08/2023

Schultzy's Restaurant

Bayville, NY
08/2021 → 05/2025

University Of Miami

Miami, NY
08/2015 → 06/2021

Friends Academy

Locust Valley, NY
06/2025 → 03/2026

Unemployed

Manhasset, NY

Other Businesses

1. 04/06/2026 - BENJAMIN LEE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Manhasset NY - OBA start date: 03/30/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 04/06/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Manhasset NY - OBA start date: 03/30/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-12

S66 Uniform Combined State Law Examination

2026-08-12

View on SEC IAPD