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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
5775 N Sam Houston Pkwy W, Houston, TX 77086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2026 | Present |
| Local Table | Cypress | TX | 01/2021 | 07/2021 |
| Bridgeland High School | Cypress | TX | 08/2017 | 05/2021 |
| Texas State University | San Marcos | TX | 08/2021 | 05/2025 |
| Schlitterbahn | New Braunfels | TX | 01/2025 | 05/2025 |
| Bakerripley | Houston | TX | 10/2025 | 02/2026 |
| Cut! By Cinemark | Cypress | TX | 05/2022 | 01/2026 |
| Unemployed | Cypress | TX | 06/2015 | 08/2017 |
| Cnmk Texas Properties, Llc | Cypress | TX | 06/2024 | 01/2026 |
| Bank Of America, N.A. | Houston | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-16 |
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