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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-31
  • MI RA
    APPROVED
    Since 2026-07-31

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 03/2026 Present
Comer & Cross Concrete Coatings Troy MI 09/2025 03/2026
Z Modular/Zekelman Industries Troy MI 05/2023 09/2025
Z Modular/Zekelman Industries Troy MI 05/2022 05/2023
Dmlift Inc Taylor MI 05/2021 02/2022
B&B Hills Landscaping Bloomfield Hills MI 03/2016 05/2021
Wayne State University Detroit MI 09/2020 08/2023
Miami University Oxford OH 08/2019 05/2020
Bank Of America, N.A. Bloomfield Hills MI 06/2026 Present
  • 03/2026 → Present
    Bloomfield Hills, MI
  • 09/2025 → 03/2026
    Comer & Cross Concrete Coatings
    Troy, MI
  • 05/2023 → 09/2025
    Z Modular/Zekelman Industries
    Troy, MI
  • 05/2022 → 05/2023
    Z Modular/Zekelman Industries
    Troy, MI
  • 05/2021 → 02/2022
    Dmlift Inc
    Taylor, MI
  • 03/2016 → 05/2021
    B&B Hills Landscaping
    Bloomfield Hills, MI
  • 09/2020 → 08/2023
    Wayne State University
    Detroit, MI
  • 08/2019 → 05/2020
    Miami University
    Oxford, OH
  • 06/2026 → Present
    Bank Of America, N.A.
    Bloomfield Hills, MI
Other Businesses

I*4595269 Entity Type: For Profit Name of OBA: B&B Hills, LLC Address: Bloomfield Hills, Michigan, 48301 Investment Related: No Position, Title, Association: N/A Employee Start Date: 05/01/2016 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Was a landscaping companies operated during high school to early college None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31
Other Names
  • Chris Andoni

View on SEC IAPD

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