Katherine Anne Stothard Milby

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-10

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2022	Present
Bank Of America	New York	NY	06/2021	08/2021
Bank Of America	New York	NY	06/2020	08/2020
Embassy Of Australia	Washington	DC	07/2019	08/2019
Boylan Heights Restaurant	Charlottesville	VA	05/2019	07/2019
University Of Virginia	Charlottesville	VA	08/2019	12/2019
Tread Happy	Charlottesville	VA	09/2019	03/2020
The Lawrenceville School	Lawrenceville	NJ	08/2014	06/2018
University Of Virginia Mcintire School Of Commerce	Charlottesville	VA	08/2018	05/2022

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2021 → 08/2021

Bank Of America

New York, NY
06/2020 → 08/2020

Bank Of America

New York, NY
07/2019 → 08/2019

Embassy Of Australia

Washington, DC
05/2019 → 07/2019

Boylan Heights Restaurant

Charlottesville, VA
08/2019 → 12/2019

University Of Virginia

Charlottesville, VA
09/2019 → 03/2020

Tread Happy

Charlottesville, VA
08/2014 → 06/2018

The Lawrenceville School

Lawrenceville, NJ
08/2018 → 05/2022

University Of Virginia Mcintire School Of Commerce

Charlottesville, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-10