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Wesley David Pond

Cambridge Investment Research Advisors, Inc.

Enumclaw, WA

CRD 8244557

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-08-12
  • WA RA
    APPROVED
    Since 2026-08-12

Branch Locations

Enumclaw, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
United States Marine Corps Jacksonville NC 06/2016 08/2026
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-17
  • S65 Uniform Investment Adviser Law Examination
    2026-03-17

View on SEC IAPD

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