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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-06-03
TX RA APPROVED 2024-01-03
  • NM RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2024-01-03

Branch Locations

1900 S Telshor Blvd Ste A, Las Cruces, NM 88011 • United States

3605 Lorna Ridge Drive Ste 207, Hoover, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Birmingham AL 08/2016 05/2017
The Prudential Insurance Company Of America Birmingham AL 11/2016 05/2017
Financial Professional Associate Birmingham AL 08/2016 05/2017
Primerica Financial Services Las Cruces NM 09/1989 Present
Pfs Investments Inc. Las Cruces NM 06/2017 Present
Publix Birmingham AL 07/2018 09/2019
Cmj Financial Group Hoover AL 06/2019 Present
  • 08/2016 → 05/2017
    Pruco Securities, Llc
    Birmingham, AL
  • 11/2016 → 05/2017
    The Prudential Insurance Company Of America
    Birmingham, AL
  • 08/2016 → 05/2017
    Financial Professional Associate
    Birmingham, AL
  • 09/1989 → Present
    Primerica Financial Services
    Las Cruces, NM
  • 06/2017 → Present
    Las Cruces, NM
  • 07/2018 → 09/2019
    Publix
    Birmingham, AL
  • 06/2019 → Present
    Cmj Financial Group
    Hoover, AL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. As of 06/12/2019 these sales activities will be conducted under the D/B/A of CMJ Financial Group. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-16
S63 Uniform Securities Agent State Law Examination 2016-10-23
  • S65 Uniform Investment Adviser Law Examination
    2017-07-16
  • S63 Uniform Securities Agent State Law Examination
    2016-10-23
Designations

View on SEC IAPD

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