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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-20
CA RA APPROVED 2020-08-14
  • TX RA
    APPROVED
    Since 2020-08-20
  • CA RA
    APPROVED
    Since 2020-08-14

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Menlo Park CA 07/2018 Present
Cielo24 Santa Barbara CA 07/2017 02/2018
Pensionmark Financial Group Santa Barbara CA 08/2016 06/2018
University Of California, Santa Barbara Santa Barbara CA 08/2014 06/2018
  • 07/2018 → Present
    Menlo Park, CA
  • 07/2017 → 02/2018
    Cielo24
    Santa Barbara, CA
  • 08/2016 → 06/2018
    Pensionmark Financial Group
    Santa Barbara, CA
  • 08/2014 → 06/2018
    University Of California, Santa Barbara
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2020-08-14

View on SEC IAPD

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