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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-07
TX RA APPROVED 2026-08-05
  • AZ RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-05

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axispharm San Diego CA 03/2022 01/2024
Law Office Of Gregory L. Rickard El Cajon CA 08/2025 03/2026
Full Time Education San Diego, California CA 08/2015 03/2022
Lpl Financial Llc Tempe AZ 04/2026 Present
Full Time Education Los Angeles CA 01/2024 08/2025
  • 03/2022 → 01/2024
    Axispharm
    San Diego, CA
  • 08/2025 → 03/2026
    Law Office Of Gregory L. Rickard
    El Cajon, CA
  • 08/2015 → 03/2022
    Full Time Education
    San Diego, California, CA
  • 04/2026 → Present
    Tempe, AZ
  • 01/2024 → 08/2025
    Full Time Education
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17

View on SEC IAPD

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