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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-22
  • SC RA
    APPROVED
    Since 2024-08-22

Branch Locations

2000 Randolph Road, Charlotte, NC 28207 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 05/2013 09/2021
Pnc Investments Llc Charlotte NC 11/2021 Present
  • 05/2013 → 09/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 11/2021 → Present
    Pnc Investments Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2013-07-17
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2013-07-17

View on SEC IAPD

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