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Joseph E Miller

Osaic Institutions, Inc.

Poughkeepsie, NY

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-19
  • NY RA
    APPROVED
    Since 2026-07-19

Branch Locations

2 Jefferson Plaza, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warwick High School Warwick NY 01/2016 06/2019
Penn State University University Park PA 08/2019 05/2023
14 Railroad Warwick NY 05/2023 08/2024
Unemployed Greenwood Lake NY 09/2024 03/2025
Hudson United Mortgage Closter NJ 05/2021 08/2021
Grapp Ristorante Warwick NY 01/2017 07/2019
Wright Brothers Warwick NY 04/2020 08/2020
Wright Brothers Warwick NY 05/2022 08/2022
Rhinebeck Bank Warwick NY 04/2025 02/2026
Rhinebeck Asset Management Poughkeepsie NY 02/2026 Present
Osaic Institutions, Inc. Meriden CT 02/2026 Present
  • 01/2016 → 06/2019
    Warwick High School
    Warwick, NY
  • 08/2019 → 05/2023
    Penn State University
    University Park, PA
  • 05/2023 → 08/2024
    14 Railroad
    Warwick, NY
  • 09/2024 → 03/2025
    Unemployed
    Greenwood Lake, NY
  • 05/2021 → 08/2021
    Hudson United Mortgage
    Closter, NJ
  • 01/2017 → 07/2019
    Grapp Ristorante
    Warwick, NY
  • 04/2020 → 08/2020
    Wright Brothers
    Warwick, NY
  • 05/2022 → 08/2022
    Wright Brothers
    Warwick, NY
  • 04/2025 → 02/2026
    Rhinebeck Bank
    Warwick, NY
  • 02/2026 → Present
    Rhinebeck Asset Management
    Poughkeepsie, NY
  • 02/2026 → Present
    Osaic Institutions, Inc.
    Meriden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17

View on SEC IAPD

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MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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