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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-07 |
Branch Locations
300 S Tryon St, Charlotte, NC 28202 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2026 | Present |
| Lowe's Home Improvement | Mooresville | NC | 11/2025 | 03/2026 |
| Serenity Junk Removal Llc | Charlotte | NC | 08/2025 | 03/2026 |
| Unemployed | Charlotte | NC | 07/2025 | 08/2025 |
| Dbt Labs | Philadelphia | PA | 06/2022 | 07/2025 |
| Sisense | New York | NY | 06/2019 | 06/2022 |
| Periscope Data | San Francisco | CA | 06/2017 | 06/2019 |
| Ibm | Philadelphia | PA | 08/2012 | 06/2017 |
Business Ownership; Serenity Junk Removal LLC; Owner; Home services; 10130 Mallard Creek Rd , STE 300, Charlotte , NC, 28262; Not Investment-Related; 06/23/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-07 |
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