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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Plano | TX | 03/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 03/2026 | Present |
| Hancock Whitney Bank | Plano | TX | 11/2025 | 03/2026 |
| Unemployed | Frisco | TX | 07/2024 | 10/2025 |
| Government Employees Insurance Company | Richardson | TX | 03/2023 | 06/2024 |
| Pinnacle Elite A Part Of World Financial Group | Frisco | TX | 08/2021 | 03/2023 |
| Unemployed | New York | NY | 07/2020 | 11/2020 |
| G-Iii Apparel Group, Ltd. | New York | NY | 07/2017 | 06/2020 |
| Winston Retail | New York | NY | 03/2017 | 07/2017 |
| Third Channel | New York | NY | 11/2016 | 02/2017 |
| Unemployed | New York | NY | 07/2016 | 10/2016 |
| Self-Employed | Frisco | TX | 12/2025 | Present |
| Self-Employed | Frisco | TX | 12/2025 | Present |
| Unemployed | Frisco | TX | 12/2020 | 07/2021 |
| Vanguard Advisers, Inc. | Plano | TX | 03/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: VENDOR POSITION: OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 7 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-11 |
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