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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-10
  • NJ RA
    APPROVED
    Since 2026-07-10

Branch Locations

279 Millburn Ave., Millburn, NJ 07041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Millburn NJ 06/2026 Present
J.P. Morgan Securities Llc Millburn NJ 06/2026 Present
Equitable Advisors, Llc Woodbridge NJ 03/2026 06/2026
Equitable Financial Life Insurance Woodbridge NJ 03/2026 06/2026
Unemployed Basking Ridge NJ 10/2023 02/2026
Arasi Us Inc/Wushiland San Diego CA 05/2023 09/2023
Unemployed Basking Ridge NJ 04/2023 04/2023
Recreational Equipment, Inc.(Rei) East Hanover NJ 08/2022 03/2023
Starbucks Coffee Company Basking Ridge NJ 08/2022 08/2022
Unemployed Basking Ridge NJ 01/2022 07/2022
Toppings Cambridge MA 09/2020 12/2021
Unemployed Basking Ridge NJ 06/2016 08/2020
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Millburn , NJ
  • 06/2026 → Present
    Millburn , NJ
  • 03/2026 → 06/2026
    Woodbridge, NJ
  • 03/2026 → 06/2026
    Equitable Financial Life Insurance
    Woodbridge , NJ
  • 10/2023 → 02/2026
    Unemployed
    Basking Ridge, NJ
  • 05/2023 → 09/2023
    Arasi Us Inc/Wushiland
    San Diego, CA
  • 04/2023 → 04/2023
    Unemployed
    Basking Ridge, NJ
  • 08/2022 → 03/2023
    Recreational Equipment, Inc.(Rei)
    East Hanover, NJ
  • 08/2022 → 08/2022
    Starbucks Coffee Company
    Basking Ridge, NJ
  • 01/2022 → 07/2022
    Unemployed
    Basking Ridge, NJ
  • 09/2020 → 12/2021
    Toppings
    Cambridge, MA
  • 06/2016 → 08/2020
    Unemployed
    Basking Ridge, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-31
  • S66 Uniform Combined State Law Examination
    2026-01-31
Other Names
  • Maxwell Yu
  • Max Yu
  • Maxwell David Yu

View on SEC IAPD

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