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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-19 |
| NM | RA | APPROVED | 2026-07-28 |
Branch Locations
9798 Coors Blvd. Nw Bldg. D , Albuquerque, NM 87114 • United States
8206 Louisiana Blvd Ne Suite A , Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Albuquerque | NM | 04/2026 | Present |
| Hops & Dough Taproom | Albuquerque | NM | 07/2025 | Present |
| United States Navy | Virginia Beach | VA | 07/2017 | 07/2025 |
| V Sue. Cleveland High School | Rio Rancho | NM | 03/2016 | 05/2017 |
| Unemployed | Rio Rancho | NM | 05/2017 | 07/2017 |
| Baker Wealth Planning Group | Albuquerque | NM | 04/2026 | Present |
| Raymond James Financial Services Advisors, Inc | Albuquerque | NM | 07/2026 | Present |
Hops & Dough Taproom Server/Bartender 6361 Riverside Plaza Ln, Albuquerque NM 87120 Start: July 2025 80hrs / Month 0 Hrs during trading hours Real Estate Property Owner 3401 Dana Ln, Virginia Beach Va 23452 Home Owner Start: August 2025 0 Hours devoted per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-23 |
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