Zachary Lancaster Roy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-23

FL RA
APPROVED

Since 2026-07-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	02/2026	Present
Omni Amelia Island Resort And Spa	Fernandina Beach	FL	06/2025	Present
717 Parking Management	Jacksonville	FL	09/2022	01/2026
Heyboer Landscape Maintenance Inc.	Caledonia	MI	05/2019	08/2023
Caledonia High School	Caledonia	MI	09/2017	05/2021
Kraft Meadows Intermediate School	Caledonia	MI	10/2016	06/2017
Levi P. Dodge Middle School	Farmington	MN	09/2014	10/2016
University Of North Florida	Jacksonville	FL	08/2022	12/2025

02/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
06/2025 → Present

Omni Amelia Island Resort And Spa

Fernandina Beach, FL
09/2022 → 01/2026

717 Parking Management

Jacksonville, FL
05/2019 → 08/2023

Heyboer Landscape Maintenance Inc.

Caledonia, MI
09/2017 → 05/2021

Caledonia High School

Caledonia, MI
10/2016 → 06/2017

Kraft Meadows Intermediate School

Caledonia, MI
09/2014 → 10/2016

Levi P. Dodge Middle School

Farmington, MN
08/2022 → 12/2025

University Of North Florida

Jacksonville, FL

Other Businesses

I*3826272, Entity Type Entity For Profit,Entity Publicly Traded, Name of OBA: Omni Amelia Island Resort and Spa Address: Fernandina BeachFlorida32034 Investment Related: No Position, Title, Association: Employee Employee Start Date: 06/19/2025 No Hours: 8 monthly No Hours during trading:0 Duties: I am a Valet Attendant and will be working on an "on-call" basis for 1-2 weekends per month. This is a hotel, resort and spa.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-22

S66 Uniform Combined State Law Examination

2026-07-22

Other Names

Zachary L Roy

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