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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Renasant Bank - Financial Services | Daphne | AL | 02/2026 | Present |
| Renasant Bank (Fka The First Bank) | Foley | AL | 11/2023 | 02/2026 |
| Le Creuset Of America | Foley | AL | 08/2022 | 01/2024 |
| Self Employed - Llc | Foley | AL | 04/2022 | 09/2022 |
| Oso Early Orange Beach | Orange Beach | AL | 07/2021 | 04/2022 |
| Fisher's Restaurant | Orange Beach | AL | 06/2021 | 07/2021 |
| Mcclure's | Orange Beach | AL | 01/2021 | 06/2021 |
| Auguste Escoffier School Of Culinary Arts | Orange Beach | AL | 07/2020 | 10/2021 |
| Transportation Insight | Hickory | NC | 01/2020 | 07/2020 |
| One Club Golf | Gulf Shores | AL | 05/2019 | 01/2020 |
| Lenoir Rhyne University Occupational Therapy Dept | Hickory | NC | 08/2015 | 05/2019 |
| Lenoir Rhyne University | Hickory | NC | 08/2015 | 05/2019 |
| Lpl Financial | Daphne | AL | 02/2026 | Present |
1. 05/2026 - Renasant Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Nashville TN 37203 - OBA Start Date: 5/8/2026 2. 05/2026 - Renasant Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Nashville TN 37203 - OBA Start Date: 5/8/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-26 |
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