Theo Emil Rainey

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Sarasota	FL	03/2026	Present
Evolution Parking & Guest Services	St. Petersburg	FL	09/2025	12/2025
Unemployed	St. Petersburg	FL	01/2026	03/2026
Sean Patrick Riley (Ameriprise Financial Services, Llc)	Falmouth	ME	05/2025	08/2025
University Of Vermont	Burlington	VT	08/2021	05/2025
Towne Park	Portland	ME	06/2025	08/2025
Akes' Place	Burlington	VT	05/2023	05/2025
Unified Parking Partners (Upp)	Portland	ME	06/2022	06/2025
Falmouth High School	Falmouth	ME	08/2017	06/2021
Vistancia Elementary School	Peoria	AZ	09/2014	06/2017

03/2026 → Present

Ubs Financial Services Inc.

Sarasota, FL
09/2025 → 12/2025

Evolution Parking & Guest Services

St. Petersburg, FL
01/2026 → 03/2026

Unemployed

St. Petersburg, FL
05/2025 → 08/2025

Sean Patrick Riley (Ameriprise Financial Services, Llc)

Falmouth, ME
08/2021 → 05/2025

University Of Vermont

Burlington, VT
06/2025 → 08/2025

Towne Park

Portland, ME
05/2023 → 05/2025

Akes' Place

Burlington, VT
06/2022 → 06/2025

Unified Parking Partners (Upp)

Portland, ME
08/2017 → 06/2021

Falmouth High School

Falmouth, ME
09/2014 → 06/2017

Vistancia Elementary School

Peoria, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-13

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