Rafael Guimaraes Lopo Lima

J.P. Morgan Securities LLC

CRD 8226516

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-11
TX	RA	APPROVED	2026-08-10

FL RA
APPROVED

Since 2026-08-11
TX RA
APPROVED

Since 2026-08-10

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Miami	FL	02/2026	Present
J.P. Morgan Securities Llc	Miami	FL	02/2026	Present
Banco Jp Morgan	Sao Paulo		08/2025	02/2026
Banco Santander International	Miami	FL	01/2022	07/2025
Banco Santander Brasil	Sao Paulo		08/2006	12/2021

02/2026 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
02/2026 → Present

J.P. Morgan Securities Llc

Miami, FL
08/2025 → 02/2026

Banco Jp Morgan

Sao Paulo
01/2022 → 07/2025

Banco Santander International

Miami, FL
08/2006 → 12/2021

Banco Santander Brasil

Sao Paulo

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-10

S66 Uniform Combined State Law Examination

2026-08-10

Other Names

Rafael Guimaraes Lopo Lima

View on SEC IAPD

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