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David J. Sparby

Strategic Advisers LLC

Covington, KY

Lebanon, OH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-14
KY RA APPROVED 2026-08-13
TX RA APPROVED 2026-08-13
  • OH RA
    APPROVED
    Since 2026-08-14
  • KY RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Lebanon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Lebanon OH 04/2025 02/2026
Fidelity Investments Covington KY 02/2026 Present
Under Armour Factory House Monroe OH 01/2012 01/2017
Uprooted Consulting Defunct Cincinnati OH 01/2017 07/2017
Genie Healthcare East Windsor NJ 04/2018 10/2024
Abps Med Staff Mason OH 07/2017 04/2018
Alto Healthcare Staffing Inc. Dayton OH 10/2024 04/2025
  • 04/2025 → 02/2026
    Unemployed
    Lebanon, OH
  • 02/2026 → Present
    Fidelity Investments
    Covington, KY
  • 01/2012 → 01/2017
    Under Armour Factory House
    Monroe, OH
  • 01/2017 → 07/2017
    Uprooted Consulting Defunct
    Cincinnati, OH
  • 04/2018 → 10/2024
    Genie Healthcare
    East Windsor, NJ
  • 07/2017 → 04/2018
    Abps Med Staff
    Mason, OH
  • 10/2024 → 04/2025
    Alto Healthcare Staffing Inc.
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-07
  • S66 Uniform Combined State Law Examination
    2026-08-07
Other Names
  • David Sparby

View on SEC IAPD

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