Michael John Ortiz

Employer firm

Income & Asset Advisory, Inc. CRD 124955

$175M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 09/2022
  Northern Westchester Hospital
  Mount Kisco, NY
• 09/2022 → 01/2026
  Self Employed
  Valhalla, NY
• 02/2026 → Present
  Income & Asset Advisory, Inc.
  Armonk, NY
• 07/2026 → Present
  Income & Asset Advisory, Inc.
  Armonk, NY

Other Businesses

Michael acts as a youth sports basketball referee with organization IIABO on an ad hoc basis, outside of market hours, typically the weekends. He gets paid on a per diem basis. This OBA is 2hr a week maximum commitment during the months of November through February at the weekends.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-23