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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED | 2021-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deer Park | IL | 09/2016 | Present |
| Menards Inc. | Chicago | IL | 05/2009 | Present |
| Bank Of America, N.A. | Deer Park | IL | 08/2025 | Present |
I*453693 For profit or not for profit: Entity For Profit Name of outside business organization: T.A.R. Restoration Inc. Investment related: N Address of business: Chicago, Illinois, 60634 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 5/8/2017 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, T.A.R. Restoration is a roofing company. I will be meeting with clients and perform inspections of their roofs. It will include taking measurements and noting any damages on clients' roofs. I*1111253, Entity Type: Fiduciary, Name of OBA: J M, Address: Elk Grove Villate, Illinois, 60007, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Dec-2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*1112247, Entity Type: Fiduciary, Name of OBA: MRS D A M AND W M JTWROS , Address: Elk Grove Village, Illinois, 60007, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Dec-2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-23 |
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