Rafal Mosior

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL
• 05/2009 → Present
  Menards Inc.
  Chicago, IL
• 08/2025 → Present
  Bank Of America, N.A.
  Deer Park, IL

Other Businesses

I*453693 For profit or not for profit: Entity For Profit Name of outside business organization: T.A.R. Restoration Inc. Investment related: N Address of business: Chicago, Illinois, 60634 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 5/8/2017 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, T.A.R. Restoration is a roofing company. I will be meeting with clients and perform inspections of their roofs. It will include taking measurements and noting any damages on clients' roofs. I*1111253, Entity Type: Fiduciary, Name of OBA: J M, Address: Elk Grove Villate, Illinois, 60007, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Dec-2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*1112247, Entity Type: Fiduciary, Name of OBA: MRS D A M AND W M JTWROS , Address: Elk Grove Village, Illinois, 60007, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Dec-2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2021-02-04
• S63 Uniform Securities Agent State Law Examination
  2016-12-23

Other Names

• Rafal M. Mosior