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Nicholas James Ferraro

Morgan Stanley

Plantation, FL

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-07
TX RA APPROVED 2020-03-26
IL RA APPROVED 2018-10-06
  • FL RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2020-03-26
  • IL RA
    APPROVED
    Since 2018-10-06

Branch Locations

1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Plantation FL 05/2018 Present
Ubs Chicago IL 07/2016 12/2016
The University Of Chicago Chicago IL 06/2014 05/2018
Morgan Stanley Chicago IL 06/2017 05/2018
  • 05/2018 → Present
    Morgan Stanley
    Plantation, FL
  • 07/2016 → 12/2016
    Ubs
    Chicago, IL
  • 06/2014 → 05/2018
    The University Of Chicago
    Chicago, IL
  • 06/2017 → 05/2018
    Morgan Stanley
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-06
  • S66 Uniform Combined State Law Examination
    2018-10-06
Other Names
  • Nick James Ferraro

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · PLANTATION, FL
TOBIAS FINANCIAL ADVISORS · PLANTATION, FL
KINGSVIEW WEALTH MANAGEMENT, LLC · PLANTATION, FL
MML INVESTORS SERVICES, LLC · PLANTATION, FL
OSAIC ADVISORY SERVICES, LLC · Plantation, FL
STERLING WEALTH ADVISORS, INC. · PLANTATION, FL
FARTHER · Plantation, FL
MG&A WEALTH · PLANTATION, FL

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