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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2026 | Present |
| Klingspor Abrasives, Inc. | Hickory | NC | 01/2026 | 06/2026 |
| Unemployed | Hickory | NC | 06/2025 | 01/2026 |
| David E. Looper & Company, Inc. | Hickory | NC | 12/2023 | 06/2025 |
| Full-Time Student - Appalachian State University | Boone | NC | 08/2022 | 05/2025 |
| English Construction Company, Incorporated | Hickory | NC | 09/2022 | 08/2023 |
| W. M. Cramer Lumber Co. | Hickory | NC | 05/2021 | 08/2022 |
| Self-Employed | Hickory | NC | 10/2023 | 11/2023 |
| Chick-Fil-A/Viewmont Fsu | Hickory | NC | 01/2018 | 05/2021 |
| Student | Hickory | NC | 01/2016 | 05/2020 |
| Student - Catawba Valley Community College | Hickory | NC | 08/2018 | 07/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | 06/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: TAR HEEL WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
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