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Luke Francis Leo Ryan

Cetera Investment Advisers LLC

Hickory, NC

CRD 8218143

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-21
  • NC RA
    APPROVED
    Since 2026-08-21

Branch Locations

1333 2Nd St Ne Suite 303, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 06/2026 Present
Klingspor Abrasives, Inc. Hickory NC 01/2026 06/2026
Unemployed Hickory NC 06/2025 01/2026
David E. Looper & Company, Inc. Hickory NC 12/2023 06/2025
Full-Time Student - Appalachian State University Boone NC 08/2022 05/2025
English Construction Company, Incorporated Hickory NC 09/2022 08/2023
W. M. Cramer Lumber Co. Hickory NC 05/2021 08/2022
Self-Employed Hickory NC 10/2023 11/2023
Chick-Fil-A/Viewmont Fsu Hickory NC 01/2018 05/2021
Student Hickory NC 01/2016 05/2020
Student - Catawba Valley Community College Hickory NC 08/2018 07/2023
Cetera Wealth Services, Llc El Segundo CA 01/2026 06/2026
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 06/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo , CA
  • 01/2026 → 06/2026
    Klingspor Abrasives, Inc.
    Hickory, NC
  • 06/2025 → 01/2026
    Unemployed
    Hickory, NC
  • 12/2023 → 06/2025
    David E. Looper & Company, Inc.
    Hickory, NC
  • 08/2022 → 05/2025
    Full-Time Student - Appalachian State University
    Boone, NC
  • 09/2022 → 08/2023
    English Construction Company, Incorporated
    Hickory, NC
  • 05/2021 → 08/2022
    W. M. Cramer Lumber Co.
    Hickory, NC
  • 10/2023 → 11/2023
    Self-Employed
    Hickory, NC
  • 01/2018 → 05/2021
    Chick-Fil-A/Viewmont Fsu
    Hickory, NC
  • 01/2016 → 05/2020
    Student
    Hickory, NC
  • 08/2018 → 07/2023
    Student - Catawba Valley Community College
    Hickory, NC
  • 01/2026 → 06/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: TAR HEEL WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-20
  • S66 Uniform Combined State Law Examination
    2026-08-20

View on SEC IAPD

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