Ross Feldman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-27
MA	RA	APPROVED	2026-07-17

NJ RA
APPROVED

Since 2026-07-27
MA RA
APPROVED

Since 2026-07-17

Branch Locations

Rockport, MA • United States

130 Washington St, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial (Morristown Wealth Management)	130 Washington Street	NJ	01/2026	Present
Roy Moore Lobster Company	Rockport	MA	05/2023	12/2025
Beauport Hospitality Group	Gloucester	MA	11/2022	04/2023
Roy Moore Lobster Company	Rockport	MA	08/2022	10/2022
Gove & Feldman Insurance Agency	Rockport	MA	06/2021	08/2022
Winslow Technology Group	Waltham	MA	07/2019	12/2019
Safety Insurance Company	Boston	MA	07/2018	12/2018
Northeastern University	Boston	MA	09/2016	05/2021
Roy Moore Lobster Company	Rockport	MA	06/2015	09/2020

01/2026 → Present

Lpl Financial (Morristown Wealth Management)

130 Washington Street, NJ
05/2023 → 12/2025

Roy Moore Lobster Company

Rockport, MA
11/2022 → 04/2023

Beauport Hospitality Group

Gloucester, MA
08/2022 → 10/2022

Roy Moore Lobster Company

Rockport, MA
06/2021 → 08/2022

Gove & Feldman Insurance Agency

Rockport, MA
07/2019 → 12/2019

Winslow Technology Group

Waltham, MA
07/2018 → 12/2018

Safety Insurance Company

Boston, MA
09/2016 → 05/2021

Northeastern University

Boston, MA
06/2015 → 09/2020

Roy Moore Lobster Company

Rockport, MA

Other Businesses

1. 04/2026 - Morristown Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/14/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-15

S66 Uniform Combined State Law Examination

2026-07-15

View on SEC IAPD