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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-29
  • MI RA
    APPROVED
    Since 2026-07-29

Branch Locations

1630 Heather, Milford, MI 48381 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Bank Ann Arbor MI 02/2022 12/2025
Ann Arbor Ice Cube Ann Arbor MI 01/2017 02/2022
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
Aviator Sports And Events Center Brooklyn NY 01/2016 12/2016
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2026 Present
  • 02/2022 → 12/2025
    University Bank
    Ann Arbor, MI
  • 01/2017 → 02/2022
    Ann Arbor Ice Cube
    Ann Arbor, MI
  • 01/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2016 → 12/2016
    Aviator Sports And Events Center
    Brooklyn, NY
  • 05/2026 → Present
    Fairfield, IA
Other Businesses

1) MICHIGAN STEEL, 501 Coliseum Dr, Chelsea MI 48118, 04/2024, Coach, Sport/Fitness/Gaming, NIR, 25 HR/MO, 0 HR/MO TRADING 2) LUG, 1116 S. State Street, Ann Arbor, MI 48109, 08/2026, On-Ice Official, Sport/Fitness/Gaming, NIR, 10 HR/MO - 0 HR/MO TRADING. 3) FOUNDATION WEALTH MANAGEMENT, 412 Waymarket Dr, Ann Arbor, MI 48103, 08/2026, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-29
  • S65 Uniform Investment Adviser Law Examination
    2026-07-29

View on SEC IAPD

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