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James Johnstone Pass

Stifel, Nicolaus & Company, Incorporated

Sarasota, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-13
TX RA APPROVED 2026-07-10
  • FL RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company Sarasota FL 01/2026 Present
Sky Uk Ltd London 05/2023 12/2025
Img Arena London 09/2022 05/2023
Sky Uk Ltd London 08/2018 09/2022
Ubs Albany NY 07/2017 03/2018
N/A N/A 05/2017 07/2017
Embry-Riddle Aeronautical University Daytona Beach FL 08/2015 05/2017
N/A N/A 03/2018 08/2018
  • 01/2026 → Present
    Stifel, Nicolaus & Company
    Sarasota, FL
  • 05/2023 → 12/2025
    Sky Uk Ltd
    London
  • 09/2022 → 05/2023
    Img Arena
    London
  • 08/2018 → 09/2022
    Sky Uk Ltd
    London
  • 07/2017 → 03/2018
    Ubs
    Albany, NY
  • 05/2017 → 07/2017
    N/A
    N/A
  • 08/2015 → 05/2017
    Embry-Riddle Aeronautical University
    Daytona Beach, FL
  • 03/2018 → 08/2018
    N/A
    N/A
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
  • S66 Uniform Combined State Law Examination
    2026-07-09

View on SEC IAPD

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