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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-23 |
| CA | RA | APPROVED | 2026-07-18 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
750 University Ave , Suite 240, Los Gatos, CA 95032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Los Gatos | CA | 01/2026 | Present |
| Scharf Investments, Llc | Los Gatos | CA | 07/2023 | 01/2026 |
| San Jose State University | San Jose | CA | 01/2023 | 12/2024 |
| City College Of San Francisco | San Francisco | CA | 01/2022 | 12/2022 |
| City Sports Club | Berkeley | CA | 02/2022 | 10/2022 |
| Foot Locker | San Francisco | CA | 10/2021 | 06/2022 |
| Foot Locker | San Francisco | CA | 06/2021 | 10/2021 |
| Lincoln Park Golf Course | San Francisco | CA | 06/2021 | 08/2021 |
| University Of Nevada Las Vegas | Las Vegas | NV | 08/2019 | 05/2021 |
| Abraham Lincoln High School | San Francisco | CA | 08/2015 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-18 |
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