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Kin Kwan Man

Ubs Financial Services Inc.

San Francisco, CA

CRD 8214694

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-20
NJ RA APPROVED 2026-08-18
UT RA APPROVED 2026-08-18
VT RA APPROVED 2026-08-18
VI RA APPROVED 2026-08-18
AR RA APPROVED 2026-08-17
CO RA APPROVED 2026-08-17
CT RA APPROVED 2026-08-17
DE RA APPROVED 2026-08-17
HI RA APPROVED 2026-08-17
ID RA APPROVED 2026-08-17
IL RA APPROVED 2026-08-17
IN RA APPROVED 2026-08-17
IA RA APPROVED 2026-08-17
KS RA APPROVED 2026-08-17
KY RA APPROVED 2026-08-17
LA RA APPROVED 2026-08-17
MD RA APPROVED 2026-08-17
MI RA APPROVED 2026-08-17
MN RA APPROVED 2026-08-17
MS RA APPROVED 2026-08-17
MT RA APPROVED 2026-08-17
NV RA APPROVED 2026-08-17
NY RA APPROVED 2026-08-17
NC RA APPROVED 2026-08-17
OH RA APPROVED 2026-08-17
OK RA APPROVED 2026-08-17
PA RA APPROVED 2026-08-17
RI RA APPROVED 2026-08-17
SD RA APPROVED 2026-08-17
TX RA APPROVED 2026-08-17
VA RA APPROVED 2026-08-17
WA RA APPROVED 2026-08-17
CA RA APPROVED 2026-08-11
  • GA RA
    APPROVED
    Since 2026-08-20
  • NJ RA
    APPROVED
    Since 2026-08-18
  • UT RA
    APPROVED
    Since 2026-08-18
  • VT RA
    APPROVED
    Since 2026-08-18
  • VI RA
    APPROVED
    Since 2026-08-18
  • AR RA
    APPROVED
    Since 2026-08-17
  • CO RA
    APPROVED
    Since 2026-08-17
  • CT RA
    APPROVED
    Since 2026-08-17
  • DE RA
    APPROVED
    Since 2026-08-17
  • HI RA
    APPROVED
    Since 2026-08-17
  • ID RA
    APPROVED
    Since 2026-08-17
  • IL RA
    APPROVED
    Since 2026-08-17
  • IN RA
    APPROVED
    Since 2026-08-17
  • IA RA
    APPROVED
    Since 2026-08-17
  • KS RA
    APPROVED
    Since 2026-08-17
  • KY RA
    APPROVED
    Since 2026-08-17
  • LA RA
    APPROVED
    Since 2026-08-17
  • MD RA
    APPROVED
    Since 2026-08-17
  • MI RA
    APPROVED
    Since 2026-08-17
  • MN RA
    APPROVED
    Since 2026-08-17
  • MS RA
    APPROVED
    Since 2026-08-17
  • MT RA
    APPROVED
    Since 2026-08-17
  • NV RA
    APPROVED
    Since 2026-08-17
  • NY RA
    APPROVED
    Since 2026-08-17
  • NC RA
    APPROVED
    Since 2026-08-17
  • OH RA
    APPROVED
    Since 2026-08-17
  • OK RA
    APPROVED
    Since 2026-08-17
  • PA RA
    APPROVED
    Since 2026-08-17
  • RI RA
    APPROVED
    Since 2026-08-17
  • SD RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED
    Since 2026-08-17
  • VA RA
    APPROVED
    Since 2026-08-17
  • WA RA
    APPROVED
    Since 2026-08-17
  • CA RA
    APPROVED
    Since 2026-08-11

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America San Francisco CA 09/2024 11/2025
Citi San Francisco CA 01/2023 12/2023
San Jose State University San Jose CA 08/2020 05/2024
Notre Dame College Hong Kong 09/2013 07/2019
Unemployed South San Francisco CA 08/2019 07/2020
Unemployed South San Francisco CA 06/2024 08/2024
Ubs Financial Services Inc. San Francisco CA 12/2025 Present
  • 09/2024 → 11/2025
    Bank Of America
    San Francisco, CA
  • 01/2023 → 12/2023
    Citi
    San Francisco, CA
  • 08/2020 → 05/2024
    San Jose State University
    San Jose, CA
  • 09/2013 → 07/2019
    Notre Dame College
    Hong Kong
  • 08/2019 → 07/2020
    Unemployed
    South San Francisco, CA
  • 06/2024 → 08/2024
    Unemployed
    South San Francisco, CA
  • 12/2025 → Present
    Ubs Financial Services Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
  • S66 Uniform Combined State Law Examination
    2026-08-11

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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