Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-15
  • PA RA
    APPROVED
    Since 2026-07-15

Branch Locations

405 Autumn Dr., Carlisle, PA 17015 • United States

Carlisle, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Defense Logistics Agency New Cumberland PA 07/2010 Present
Dba Kendor Landscaping Carlisle PA 05/2017 12/2024
Cambridge Investment Research, Inc. Fairfield IA 02/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2026 Present
Cambridge Investment Research Advisory, Inc. Fairfield IA 07/2026 Present
  • 07/2010 → Present
    Defense Logistics Agency
    New Cumberland, PA
  • 05/2017 → 12/2024
    Dba Kendor Landscaping
    Carlisle, PA
  • 02/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Cambridge Investment Research Advisory, Inc.
    Fairfield, IA
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-03
  • S66 Uniform Combined State Law Examination
    2026-07-03
Other Names
  • Lucas Hockensmith
  • Luke Hockensmith

View on SEC IAPD

More in Carlisle, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor