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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-12 |
Branch Locations
3750 Oleander Dr, Wilmington, NC 28403 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 01/2026 | Present |
| Wells Fargo Bank, Na | Wilmington | NC | 05/2021 | Present |
| Unemployed | Wilmington | NC | 01/2021 | 05/2021 |
| Verizon | Wilmington | NC | 11/2020 | 01/2021 |
| Uncw | Wilmington | NC | 08/2014 | 12/2019 |
| Walgreens | Leland | NC | 08/2016 | 03/2020 |
| Cfcc | Wilmington | NC | 01/2020 | 05/2020 |
| Unemployed | Wilmington | NC | 05/2020 | 07/2020 |
| Cvs | Wilmington | NC | 07/2020 | 09/2020 |
| Conduent Commercial Solutions Llc | Wilmington | NC | 09/2020 | 11/2020 |
NOTARY; NOT INV RELATED;RALEIGH,NC; NOTARY; START DATE: 04/04/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-23 |
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