Joseph Jibrail Borris

Rbc Capital Markets, LLC

CRD 8207995

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-11

NY RA
APPROVED

Since 2026-08-11

Branch Locations

New York, NY • United States

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets. Llc	New York	NY	01/2026	Present
University Of Wisconsin-Madison	Madison	WI	08/2021	05/2025
Crossroads School For Arts And Sciences	Santa Monica	CA	09/2015	06/2021
Unemployed	Los Angeles	CA	06/2025	12/2025

01/2026 → Present

Rbc Capital Markets. Llc

New York, NY
08/2021 → 05/2025

University Of Wisconsin-Madison

Madison, WI
09/2015 → 06/2021

Crossroads School For Arts And Sciences

Santa Monica, CA
06/2025 → 12/2025

Unemployed

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-11

S66 Uniform Combined State Law Examination

2026-08-11

View on SEC IAPD

More in New York, NY

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