Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
1900 Broadway Street Suite 660, San Antonio, TX 78215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | San Antonio | TX | 12/2025 | Present |
| Unemployment | Austin | TX | 11/2025 | 12/2025 |
| Lamb Insurance Services | Austin | TX | 10/2023 | 10/2025 |
| Mondrian Investment Partners | Radnor | PA | 09/2022 | 03/2023 |
| Mondrian Investment Partners | Radnor | PA | 03/2022 | 09/2022 |
| Glenmede Trust Company | Philadelphia | PA | 03/2021 | 09/2021 |
| Penn Capital Management | Philadelphia | PA | 05/2020 | 09/2020 |
| Drexel University | Philadelphia | PA | 09/2018 | 06/2023 |
| Clay Casa | San Antonio | TX | 08/2017 | 12/2017 |
| Winston Churchill High School | San Antonio | TX | 08/2014 | 06/2018 |
| Unemployed | Philadelphia | PA | 06/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
Reach out to this advisor