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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-23
PA RA APPROVED 2026-07-23
  • NY RA
    APPROVED
    Since 2026-07-23
  • PA RA
    APPROVED
    Since 2026-07-23

Branch Locations

42 Memorial Plaza, Suite 2-111, Pleasantville, NY 10570 • United States

Pocono Pines, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drysdale Wealth Management Pleasantville NY 01/2026 Present
Prudential Financial Newark NJ 07/2017 01/2026
St. Lawrence University Canton NY 08/2013 05/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
  • 01/2026 → Present
    Drysdale Wealth Management
    Pleasantville, NY
  • 07/2017 → 01/2026
    Prudential Financial
    Newark, NJ
  • 08/2013 → 05/2017
    St. Lawrence University
    Canton, NY
  • 12/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17
Other Names
  • Gibson Drysdale

View on SEC IAPD

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