David H Nguyen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 12/2025
  First City Realty
  Yorba Linda, CA
• 07/2015 → 07/2017
  Unemployed
  Yorba Linda, CA
• 06/2025 → 12/2025
  World Financial Group
  Irvine, CA
• 01/2026 → Present
  Tax And Financial Group
  Newport Beach, CA
• 01/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: Ameresource Financial Corporation - Agent INVESTMENT RELATED: no ADDRESS: 19893 Auburn Lane, Yorba Linda, CA NATURE OF BUSINESS: Real estate START DATE: 07/2016 POSITION/TITLE/RELATIONSHIP: agent APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: real estate sales, management 2. NAME OF OTHER BUSINESS: Ameresource Financial Corporation - Mortgage services INVESTMENT RELATED: no ADDRESS: 19893 Auburn Lane, Yorba Linda, CA NATURE OF BUSINESS: mortgage services START DATE: 07/2020 POSITION/TITLE/RELATIONSHIP: originator APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: mortgage services 3. NAME OF OTHER BUSINESS: Tax and Financial Group INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: financial professional APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: provide financial services

Exams

• S66 Uniform Combined State Law Examination
  2026-07-13

Other Names

• David Nguyen