Inactive

Tory R Haas

Cambridge Investment Research Advisors, Inc.

CRD 8200199

Claim This Profile

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-08-27
VA	RA	APPROVED	2026-08-27

NC RA
APPROVED

Since 2026-08-27
VA RA
APPROVED

Since 2026-08-27

Branch Locations

Lenoir, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2026	Present
Tory Haas Yard & Maintenance Llc	Lenoir	NC	07/2016	02/2026
Tory Haas Financial Coaching	Lenoir	NC	02/2022	Present
The Fortis Ones Llc	Lenoir	NC	06/2025	Present
Cambridge Investment Research, Inc.	Fairfield	IA	12/2025	Present

08/2026 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
07/2016 → 02/2026

Tory Haas Yard & Maintenance Llc

Lenoir, NC
02/2022 → Present

Tory Haas Financial Coaching

Lenoir, NC
06/2025 → Present

The Fortis Ones Llc

Lenoir, NC
12/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-15

S65 Uniform Investment Adviser Law Examination

2026-04-15

View on SEC IAPD

More in Lenoir, NC

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor