Luke Collignon

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-05

FL RA
APPROVED

Since 2026-08-05

Branch Locations

Windermere, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Balfour Beatty Construction	Jacksonville	FL	01/2020	11/2025
Principal Securities, Inc.	Windermere	FL	11/2025	Present
University Of North Florida	Jacksonville	FL	06/2016	12/2019
Whiting-Turner Contracting Company	Jacksonville	FL	01/2017	08/2019
Principal Life Insurance Company	Windermere	FL	11/2025	Present

01/2020 → 11/2025

Balfour Beatty Construction

Jacksonville, FL
11/2025 → Present

Principal Securities, Inc.

Windermere, FL
06/2016 → 12/2019

University Of North Florida

Jacksonville, FL
01/2017 → 08/2019

Whiting-Turner Contracting Company

Jacksonville, FL
11/2025 → Present

Principal Life Insurance Company

Windermere, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-31
S63	Uniform Securities Agent State Law Examination	2026-07-18

S65 Uniform Investment Adviser Law Examination

2026-07-31
S63 Uniform Securities Agent State Law Examination

2026-07-18

Other Names

Luke J Collignon

View on SEC IAPD