Olivia Caputo

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-21
FL	RA	APPROVED	2026-08-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Tampa	FL	06/2026	Present
Kirklands Inc.	North Wales	PA	11/2020	01/2023
Hansen Properties- Blue Bell Country Club	Blue Bell	PA	05/2023	08/2023
Greenbridge Wealth Management	Clearwater	FL	11/2025	05/2026
Specialty Restaurants Corporation - Whiskey Joes Bar And Grill	Tampa	FL	09/2023	06/2026
Unemployed	Unemployed	PA	11/2012	10/2020
Unemployed	Unemployed	PA	02/2023	04/2023

06/2026 → Present

Morgan Stanley

Tampa, FL
11/2020 → 01/2023

Kirklands Inc.

North Wales, PA
05/2023 → 08/2023

Hansen Properties- Blue Bell Country Club

Blue Bell, PA
11/2025 → 05/2026

Greenbridge Wealth Management

Clearwater, FL
09/2023 → 06/2026

Specialty Restaurants Corporation - Whiskey Joes Bar And Grill

Tampa, FL
11/2012 → 10/2020

Unemployed

Unemployed, PA
02/2023 → 04/2023

Unemployed

Unemployed, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-13