Austin Leonard Metcalfe Thielen

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2018
  Raymond James Financial Services, Inc.
  Chippewa Falls, WI
• 11/2017 → 05/2018
  Raymond James Financial Services Advisor, Inc
  Chippewa Falls, WI
• 06/2018 → 10/2020
  Agp/Alliance Global Partners
  Altoona, WI
• 10/2020 → 12/2020
  International Assets Advisory, Llc
  Altoona, WI
• 10/2020 → 12/2020
  International Assets Investment Management, Llc
  Altoona, WI
• 12/2020 → 07/2021
  Unemployed
  Eau Claire, WI
• 07/2021 → 06/2025
  Lpl Financial
  Plymouth, MN
• 07/2021 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN
• 07/2021 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 07/2021 → Present
  Wealth Enhancement Brokerage Services
  Plymouth, MN

Previous Registrations

• 2020-10-02 → 2020-12-24
  International Assets Investment Management, Llc
  Altoona, WI
  Orlando, FL
• 2018-06-07 → 2020-10-06
  A.G.P. / Alliance Global Partners
  Altoona, WI
  Newport Beach, CA
• 2017-11-22 → 2018-05-30
  Raymond James Financial Services Advisors, Inc
  Chippewa Falls, WI

Other Businesses

Wealth Enhancement Advisory Services - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/19/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-20

Other Names

• Austin L Thielen