Best Investors Account Sign in
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-07-16
  • DC RA
    APPROVED
    Since 2026-07-16

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 01/2026 Present
Inflection Brands Llc Knoxville TN 09/2021 06/2022
Bank Of America Seattle WA 06/2024 08/2024
Boeing Chicago IL 06/2022 08/2022
Plum Grove Middle School Rolling Meadows IL 08/2015 05/2017
William Fremd High School Palatine IL 08/2017 05/2021
University Of Tennessee At Knoxville Knoxville TN 08/2021 05/2023
University Of Texas At Austin Austin TX 08/2023 12/2025
Crunch Fitness Palatine IL 06/2022 08/2022
Starbucks Knoxville TN 09/2021 11/2021
Jimmy John's Hoffman Estates IL 09/2018 03/2020
  • 01/2026 → Present
    Washington, DC
  • 09/2021 → 06/2022
    Inflection Brands Llc
    Knoxville, TN
  • 06/2024 → 08/2024
    Bank Of America
    Seattle, WA
  • 06/2022 → 08/2022
    Boeing
    Chicago, IL
  • 08/2015 → 05/2017
    Plum Grove Middle School
    Rolling Meadows, IL
  • 08/2017 → 05/2021
    William Fremd High School
    Palatine, IL
  • 08/2021 → 05/2023
    University Of Tennessee At Knoxville
    Knoxville, TN
  • 08/2023 → 12/2025
    University Of Texas At Austin
    Austin, TX
  • 06/2022 → 08/2022
    Crunch Fitness
    Palatine, IL
  • 09/2021 → 11/2021
    Starbucks
    Knoxville, TN
  • 09/2018 → 03/2020
    Jimmy John's
    Hoffman Estates, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Washington, DC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor