Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-07-16 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 01/2026 | Present |
| Inflection Brands Llc | Knoxville | TN | 09/2021 | 06/2022 |
| Bank Of America | Seattle | WA | 06/2024 | 08/2024 |
| Boeing | Chicago | IL | 06/2022 | 08/2022 |
| Plum Grove Middle School | Rolling Meadows | IL | 08/2015 | 05/2017 |
| William Fremd High School | Palatine | IL | 08/2017 | 05/2021 |
| University Of Tennessee At Knoxville | Knoxville | TN | 08/2021 | 05/2023 |
| University Of Texas At Austin | Austin | TX | 08/2023 | 12/2025 |
| Crunch Fitness | Palatine | IL | 06/2022 | 08/2022 |
| Starbucks | Knoxville | TN | 09/2021 | 11/2021 |
| Jimmy John's | Hoffman Estates | IL | 09/2018 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
Reach out to this advisor