M Diane Jefferies Wakefield

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 06/2018
  City National Bank
  Walnut Creek, CA
• 06/2018 → 10/2021
  City National Bank
  Minneapolis, MN
• 11/2021 → 09/2024
  Commerce Trust, A Division Of Commerce Bank
  Clayton, MO
• 09/2024 → 12/2024
  Unemployed
  Eureka, MO
• 12/2024 → Present
  Southern Bank
  Arnold, MO
• 01/2025 → Present
  Ameriprise Financial Services, Llc
  Arnold, MO

Previous Registrations

• 2020-06-17 → 2021-11-19
  Rbc Securities, Inc
  Los Angeles, CA
  Minneapolis, MN
• 2015-04-29 → 2018-07-23
  Rbc Securities, Inc
  Walnut Creek, CA
  San Francisco, CA
  Walnut Creek, CA
  Los Angeles, CA
  Los Angeles, CA
  Minneapolis, MN
• 2010-11-03 → 2015-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 2008-08-05 → 2010-08-30
  Deutsche Bank Securities Inc.
  San Francisco, CA
• 2004-04-07 → 2006-11-15
  Banc Of America Investment Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA
  Walnut Creek, CA
• 2002-03-01 → 2002-09-09
  Charles Schwab & Co., Inc.
  Pleasanton, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-06-27

Other Names

• Diane Jefferies Wakefield
• Melinda D Jefferies
• Melinda D Jefferies Wakefield
• Melinda D J Wakefield
• Diane J Wakefield
• Diane Jefferies
• Melinda Diane Jefferies
• Melinda Diane Etkin
• Melinda Wakefield
• Melinda Jefferies
• Diane Wakefield
• Melinda Diane Jefferies Wakefield
• Diane Jefferies Etkin
• Diane J Etkin
• Diane Etkin
• Melinda D Etkin
• Melinda Etkin
• Melinda Diane Jefferies Wakefield