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Grant Charles Harkness

Cetera Investment Advisers LLC

Ocoee, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-27
  • FL RA
    APPROVED
    Since 2025-10-27

Branch Locations

252 Ocoee Apopka Rd, Ocoee, FL 34761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Orlando FL 07/2013 Present
Cetera Investment Services Llc St. Cloud MN 11/2016 Present
Cetera Investment Advisers Llc Ocoee FL 10/2025 Present
  • 07/2013 → Present
    Regions Bank
    Orlando, FL
  • 11/2016 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2025 → Present
    Cetera Investment Advisers Llc
    Ocoee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-20
  • S66 Uniform Combined State Law Examination
    2025-10-20

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OCOEE, FL
CETERA INVESTMENT ADVISERS LLC · OCOEE, FL
FIFTH THIRD SECURITIES, INC. · OCOEE, FL
PRIMUS TRUST · WINDERMERE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Ocoee, FL
TRUIST ADVISORY SERVICES, INC. · OCOEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCOEE, FL
AMERITY WEALTH MANAGEMENT, LLC · Winter Garden, FL

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