Shane Robert Unger

Current Employers

Employment History

• 05/2014 → Present
  Safety Compliance, Llc
  Lincoln, NE
• 05/2022 → Present
  Spreetail
  Lincoln, NE
• 05/2014 → Present
  Whitger Properties, Llc
  Lincoln, NE
• 11/2025 → Present
  Osaic Wealth, Inc.
  Lincoln, NE

Other Businesses

1.SAFETY COMPLIANCE, LLC POSITION: Owner NATURE: Safety Compliance, LLC - business is not investment related, 5815 Earl Dr, Lincoln, NE 68505 is the business address, provides safety consulting to local businesses, I am the co-owner and have been since it started in 2014, I put about 8 hours a week or 32 hours a month into managing the business, about 5 hours a week or 20 hours per month would be during securities trading hours. I do some trainings and site inspections and then help manage some very part time subcontractors. I also help consult the clients on how to handle certain safety scenarios. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2024 ADDRESS: 5815 Earl Drive, Lincoln NE 68505, United States DESCRIPTION: Safety Compliance, LLC - business is not investment related, 5815 Earl Dr, Lincoln, NE 68505 is the business address, provides safety consulting to local businesses, I am the co-owner and have been since it started in 2014, I put about 8 hours a week or 32 hours a month into managing the business, about 5 hours a week or 20 hours per month would be during securities trading hours. I do some trainings and site inspections and then help manage some very part time subcontractors. I also help consult the clients on how to handle certain safety scenarios. 2.WHITGER PROPERTIES, LLC POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2014 ADDRESS: 5815 Earl Drive, Lincoln NE 68505, United States DESCRIPTION: Whitger Properties, LLC - not investment related, 5815 Earl Dr, Lincoln, NE 68505, business owns residential rental properties, co-owner, business started sometime in 2014, I work maybe 1 hour a month on this business and that time is not during security trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-07-24
• S65 Uniform Investment Adviser Law Examination
  2025-08-29