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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-14
TX RA APPROVED 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-14
  • TX RA
    APPROVED
    Since 2026-08-14

Branch Locations

11345 Mathews Pob 706, Fort Jones, CA 96032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Fort Jones CA 11/2025 Present
Cornerstone Dec Chico CA 06/2025 10/2025
E & S Engineers And Surveyors Inc. Yreka CA 05/2024 08/2024
E & S Engineers And Surveyors Inc. Yreka CA 05/2023 08/2023
E & S Engineers And Surveyors Inc. Yreka CA 06/2022 08/2022
Student Chico CA 08/2021 05/2025
Chipotle Mexican Grill Chico CA 08/2021 11/2021
Derick Girven Construction Etna CA 06/2021 08/2021
Maruti Fort Jones Oil Inc. Greenview CA 12/2020 04/2021
Student Etna CA 08/2017 06/2021
Student Fort Jones CA 08/2015 06/2017
  • 11/2025 → Present
    Fort Jones, CA
  • 06/2025 → 10/2025
    Cornerstone Dec
    Chico, CA
  • 05/2024 → 08/2024
    E & S Engineers And Surveyors Inc.
    Yreka, CA
  • 05/2023 → 08/2023
    E & S Engineers And Surveyors Inc.
    Yreka, CA
  • 06/2022 → 08/2022
    E & S Engineers And Surveyors Inc.
    Yreka, CA
  • 08/2021 → 05/2025
    Student
    Chico, CA
  • 08/2021 → 11/2021
    Chipotle Mexican Grill
    Chico, CA
  • 06/2021 → 08/2021
    Derick Girven Construction
    Etna, CA
  • 12/2020 → 04/2021
    Maruti Fort Jones Oil Inc.
    Greenview, CA
  • 08/2017 → 06/2021
    Student
    Etna, CA
  • 08/2015 → 06/2017
    Student
    Fort Jones, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-14
  • S66 Uniform Combined State Law Examination
    2026-08-14

View on SEC IAPD

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